- 作 者：袁达松编著
- 出 版 社：北京：对外经济贸易大学出版社
- 出版年份：2013
- ISBN：9787566309235
- 标注页数：125 页
- PDF页数：132 页
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Chapter One General Introduction of Chinese Securities Law 1
Case:Hu Zhenzhu v.Shanghai Stock Exchange 3
Chapter Two Issuance of Securities 7
Section Ⅰ Issuance of Stock,Bond or Other Securities 7
Case:Chen Mingang v.Shanghai Perfection Nanometre New Material Co.,Ltd 10
Section Ⅱ Underwriting of Securities 14
Case:Guosen Securities Co.,Ltd.v.Xiyi Co.,Ltd.and Xiyi Group Co.,Ltd 17
Chapter Three Transactions in Securities 23
Section Ⅰ Listing of Securities 23
Case:HKEx Listing Decision on VIE Structure 27
Section Ⅱ Acquisitions of Listed Companies 33
Case:Case Re Hostile Takeover of Ewushang 37
Section Ⅲ Disclosure of Information 40
Case:Tu Miaolong v.Sino-Platinum Metals Co.,Ltd 43
Chapter Four Securities Institutions 47
Section Ⅰ Stock Exchange 47
Case:Chen Yutian v.Haitong Securities Co.,Ltd.,et al 50
Section Ⅱ Securities Companies 56
Case:Chen v.Shanghai Kangding Road Securities Sales Department,Hongyuan Securities Co.,Ltd 60
Section Ⅲ Securities Registration and Clearing Institutions 65
Case:China Machinery ＆ Electronic Products of Exports Investment Co.,Ltd.v.Minfa Securities Co.,Ltd.＆ China Securities Depository and Clearing Corporation Limited 68
Section Ⅳ Securities Trading Service Institutions 72
Case:Xiao Xianbai v.Hisense Kelon Electrical Holdings Co.,Ltd.and Deloitte Touche Tohmatsu CPA Ltd 77
Chapter Five Securities Regulation 85
Section Ⅰ China Securities Regulatory Commission 86
Case:Ding Liye v.China Securities Regulatory Commission 89
Section Ⅱ Self-Regulatory Bodies 94
Case:Zhang Yiyong v.Shanghai Securities Central Registration and Clearing Corporation ＆ Shanghai Stock Exchange 96
Chapter Six Legal Liabilities for Illegal Practices 101
Section Ⅰ Insider Trading 101
Case:Chen Zuling v.Pan Haishen 105
Section Ⅱ Market Manipulation 109
Case:Xie Xuefen v.Cheng Wenshui ＆ Liu Yanze 111
Section Ⅲ False Statement 115
Case:Fan Meijuan v.Huawen Media Investment Corporation 120
References 125